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Disclosures for ROTH Partners, Feb. 16, 2022
Within the last twelve months, ROTH Capital Partners, or an affiliate to ROTH Capital Partners, has received compensation
for investment banking services from Agrify Corp., Flora Growth Corp., GrowGeneration Corp., High Tide Inc., IM Cannabis
Corp. and iPower Inc..
ROTH makes a market in shares of Agrify Corp., Flora Growth Corp., Greenlane Holdings Inc., GrowGeneration Corp., High
Tide Inc., Innovative Industrial Properties Inc, IM Cannabis Corp., iPower Inc., Tilray, Inc. and Village Farms International,
Inc. and as such, buys and sells from customers on a principal basis.
Within the last twelve months, ROTH Capital Partners, or an affiliate to ROTH Capital Partners, has managed or co-managed
a public offering for Agrify Corp., High Tide Inc., IM Cannabis Corp. and iPower Inc..
Shares of Ayr Wellness, Columbia Care, Inc. (CCHW.CN), Curaleaf Holdings, Inc. (CSE: CURA), CV Sciences, Inc.,
Charlotte's Web Holdings, Inc (CWEB.CN ), Flower One Holdings, Inc. (FONE.CN), Glass House Brands Inc., Green Thumb
Industries, Inc. (GTII.CN), MediPharm Labs Corp. (OTC Pink: MEDIF), Trulieve Cannabis Corp. (CNSX: TRUL) and Verano
Holdings Corp may not be eligible for sale in one or more states.
Shares of Columbia Care, Inc. (CCHW.CN), CV Sciences, Inc., Charlotte's Web Holdings, Inc (CWEB.CN ), Flora Growth
Corp., Flower One Holdings, Inc. (FONE.CN), Greenlane Holdings Inc., IM Cannabis Corp., iPower Inc., MediPharm Labs
Corp. (OTC Pink: MEDIF) and Village Farms International, Inc. may be subject to the Securities and Exchange Commission's
Penny Stock Rules, which may set forth sales practice requirements for certain low-priced securities.
ROTH and/or its employees, officers, directors and owners own options, rights or warrants to purchase shares of Flora Growth
Corp. stock.
Within the last twelve months, ROTH Canada, an affiliate of ROTH Capital Partners, has managed or co-managed a public
offering for Flora Growth Corp.
ROTH does not publish research or have an opinion about this security.
ROTH Capital Partners, LLC expects to receive or intends to seek compensation for investment banking or other business
relationships with the covered companies mentioned in this report in the next three months. The material, information and
facts discussed in this report other than the information regarding ROTH Capital Partners, LLC and its affiliates, are from
sources believed to be reliable, but are in no way guaranteed to be complete or accurate. This report should not be used
as a complete analysis of the company, industry or security discussed in the report. Additional information is available upon
request. This is not, however, an offer or solicitation of the securities discussed. Any opinions or estimates in this report are
subject to change without notice. An investment in the stock may involve risks and uncertainties that could cause actual
results to differ materially from the forward-looking statements. Additionally, an investment in the stock may involve a high
degree of risk and may not be suitable for all investors.
